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Legal and regulatory
This website, (www.mufgsecurities.com) (“Site”) contains information produced by and/or for the entities listed below, each of which operate within different regulatory regimes.

The legal entities are:

(1) MUFG SECURITIES EMEA PLC (“MUS(EMEA)”) which is authorised in the United Kingdom by the Prudential Regulation Authority (“PRA”) and regulated by the Financial Conduct Authority (“FCA”) and the PRA (Registration Number 124512);

(2) MUFG SECURITIES AMERICAS INC. (“MUS(USA)”) which is registered in the United States with the Securities and Exchange Commission (“SEC”), the Municipal Securities Rulemaking Board (“MSRB”) and the Commodity Futures Trading Commission (“CFTC”) as well as regulated by the Financial Industry Regulatory Authority (“FINRA”) and the National Futures Association (“NFA”) (SEC# 8-43026; MSRB # A7046; FINRA CRD# 19685; NFA# 0398845);

(3) MUFG SECURITIES ASIA LIMITED (“MUS(HK)”) which is licensed under the Hong Kong Securities and Futures Ordinance and regulated by the Hong Kong Securities and Futures Commission (Central Entity Number AAA889); and,

(4) MUFG SECURITIES ASIA (SINGAPORE) LIMITED (“MUS(SPR)”) which is licensed as an approved merchant bank by the Monetary Authority of Singapore.

(5) MUFG SECURITIES (CANADA), LIMITED ("MUS(CAN)"), which is registered in Canada with The Ontario Securities Commission ("OSC") and regulated by the Investment Industry Regulatory Organization of Canada ("IIROC").

“MUFG Securities” means MUS(EMEA), MUS(USA), MUS(HK) MUS(SPR), and MUS(CAN).

This Site contains links allowing the users to access other websites which are not administered by MUFG Securities and MUFG Securities accepts no liability whatsoever for the use or content of such websites.

Please read the following terms and conditions carefully before accessing the website and any information contained therein.

MUFG Securities is committed to protecting and respecting your privacy. By accessing this Site you agree that MUFG Securities may disclose any information that may be collected from you to any member of the constituent legal entities of MUFG Securities and our ultimate holding company and its subsidiaries. MUFG Securities will comply with all laws and regulations which apply to our collection, retention and use of information pertaining to you, and we shall take all practicable steps to ensure that any information collected from you is protected against unauthorised use.
This Site has been prepared solely for information purposes, it is not an offer to buy or sell or a solicitation of an offer to buy or sell any security, product, service or investment. The opinions expressed in this Site do not constitute investment advice.
Whilst MUFG Securities has endeavoured to ensure the accuracy of the information on this Site, MUFG Securities does not guarantee or give any warranty as to the accuracy, timeliness or completeness of any information or material on the Site. Accordingly investors should not place reliance on Site content.

MUFG Securities  will not be liable for any direct, special, indirect, consequential, incidental damages or any other damages of any kind even if MUS(EMEA) has been advised of the possibility thereof.

All information and opinion expressed herein are subject to change without notice.

The content of this Site is intended for professional investors or institutional investors only as defined in the regulations, rules or laws of respective jurisdictions in which MUFG Securities operates.
All right, title and interest in the Site is the exclusive property of MUFG Securities, except as otherwise stated.

You may not reproduce, represent, distribute or redistribute the contents of this site by any means whatsoever, whether in whole or in part, without the express authorisation of MUFG Securities.

This Site is not directed at any person in any jurisdiction where for any reason (including regulatory) the publication or availability of this Site is prohibited.

None of the materials or investment services referred to on this Site are available to persons resident in any jurisdiction where this would be contrary to local law or regulation.

Information or material on the Site may not have been approved, reviewed or verified by any relevant regulator in any jurisdiction.

You are informed that when visits are made to this Site a cookie may be installed automatically and retained temporarily in the user's memory or on the hard disk. Cookies record information about the user's use of the site. By accessing the Site users acknowledge that they have been informed of this practice.
EMEA disclosure and client documentation