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Legal and regulatory
This website, (www.mufgsecurities.com) (“Site”) contains information produced by and/or for the entities listed below, each of which operate within different regulatory regimes.

The legal entities are:

(1) MUFG SECURITIES EMEA PLC (“MUS(EMEA)”) which is authorised in the United Kingdom by the Prudential Regulation Authority (“PRA”) and regulated by the Financial Conduct Authority (“FCA”) and the PRA (Registration Number 124512);

(2) MUFG SECURITIES AMERICAS INC. (“MUS(USA)”) which is registered in the United States with the Securities and Exchange Commission (“SEC”), the Municipal Securities Rulemaking Board (“MSRB”) and the Commodity Futures Trading Commission (“CFTC”) as well as regulated by the Financial Industry Regulatory Authority (“FINRA”) and the National Futures Association (“NFA”) (SEC# 8-43026; MSRB # A7046; FINRA CRD# 19685; NFA# 0398845);

(3) MUFG SECURITIES ASIA LIMITED (“MUS(HK)”) which is licensed under the Hong Kong Securities and Futures Ordinance and regulated by the Hong Kong Securities and Futures Commission (Central Entity Number AAA889); and,

(4) MUFG SECURITIES ASIA (SINGAPORE) LIMITED (“MUS(SPR)”) which is licensed as an approved merchant bank by the Monetary Authority of Singapore.

“MUFG Securities” means MUS(EMEA), MUS(USA), MUS(HK) and MUS(SPR).

This Site contains links allowing the users to access other websites which are not administered by MUFG Securities and MUFG Securities accepts no liability whatsoever for the use or content of such websites.

Please read the following terms and conditions carefully before accessing the website and any information contained therein.